Multiple SelvesThe Metaphorical Models of the Self Inherent In Our Conceptual SystemGeorge Lakoff Linguistics Department University of California at BerkeleyPrepared For THE CONCEPTUAL SELF IN CONTEXT A Conference of the Mellon Colloquium on the Self at the Emory Cognition Project Emory University Atlanta, Georgia May 1 -2, 1992 (c) Copyright George Lakoff, 1992 Acknowlegements The discussion of the Projectible Subject Model derives from my paper ``Counterparts, or the Problem of Reference in Transformational Grammar'', published by the Indiana University Linguistics Club, Bloomington, Indiana, 1968. The mental space analysis of the Projectible Subject Model derives from Gilles Fauconnier's book, ``Mental Spaces'' Cambridge, Mass.: MIT Press, 1985. The analysis of the various metaphorical models is adapted in modified form from ``Me, Myself, and I,'' an unpublished paper by two Berkeley undergraduates, Andy Lakoff and Miles Becker, written for my course on Metaphor, Fall, 1991. Preface We now know from studies of the brain that cognitive processing is widely distributed over a great many centers of brain activity, and that there appears not to be any single place in the brain where all that activity is directed by a single intelligence. So far as the brain is concerned there seems not to be a unitary center of consciousness and control. Our experience of unitary consciousness, it appears, results from neural coordination among hundreds of centers of brain activity. Our knowledge of the brain seems at odds with the concept of the Person in the Western philosophical and religious traditions, in which there is assumed to be such a single intelligence -- a soul, spirit, or mind -- a locus of consciousness, will, and rational judgment that is separate from and independent of the body--an autonomous entity free of the physical limitations of the body and able to escape the body in moments of ecstasy and after death. The Western philosophical and religious traditions are conscious traditions, consciously learned and passed on. What I hope this paper will show is that there is also, within our conceptual systems and our language, an unconscious, automatically-called-up metaphorical conception of a locus of consciousness, will, and judgement separable from the body and the passions. Indeed, we will see that there is not only one such metaphorical model, but more than a dozen of them, each with somewhat different features, features that make the models incompatible with one another. What we have, then, is a set of multiple incompatible models, each postulating a somewhat different separation of the body from a nonphysical locus of consciousness. The study of our system of conceptual metaphors reveals that it is common for there to be many incompatible metaphorical models of important domains of experience. Take, for example, the multiple metaphorical models of love and of ideas, discussed in Lakoff and Johnson (1980), or the metaphorical models of anger discussed in Lakoff (1987). In the love, ideas, and anger cases, there are a variety of incompatible metaphorical models that allow us to reason and talk about different aspects of experience. The models aren't ``true,'' but they are useful--in different situations, for different purposes, characterizing different perspectives. We also know that such metaphorical models, though there may be many of them, inevitably hide important aspects of any domain and lock us in to certain ways of comprehending our experience. After all, our very concepts are defined by such metaphorical models, and we can only think using the concepts we have. If the principal, or only, way one has of thinking about what a Person is makes use of a set of unconscious, automatic metaphorical models that all contain a nonphysical locus of consciousness separate from the body, then it will be difficult to conceptualize a Person any other way. Even an alternative model that comes out of cognitive neuroscience will be merely a conscious model -- hardly a match for the unconscious, automatic, effortless metaphorical models built into our conceptual systems and our language. We are going to think using our conceptual systems, come what may. Moreover, it appears that philosophical theories, over the centuries, have tended to be consciously-constructed versions of unconscious metaphorical models. My guess is that the consciously-constructed Western theories of soul and mind arose out of the unconscious metaphorical models, and that those theories seemed natural and intuitive because corresponding unconscious models were already in place. The moral of this paper is ``Know your metaphor system.'' Be able to recognize metaphorical models when you see them. Be aware of their entailments. Recognize the situations in which they are useful. Learn what they hide. But be skeptical of them when discussing the ``true'' nature of the person and the self. And recognize their role in making the traditional Western views of the disembodied soul and mind sound natural and plausible. Background Since I am a linguist, I will be drawing evidence for the metaphorical models under discussion from generalizations over inference patterns and linguistic forms. My interest in the subject began in 1968 with a sentence constructed by Jim McCawley: I now believe that the solution lies in an unconscious implicit folk model of what I will call the Dualistic Person, the Person as split between a nonphysical center of consciousness, will, and judgment on the one hand, and the remainder of the person on the other. The remainder would include such things as the person's body. Under this analysis, the content of the dream is that McCawley's center of consciousness and will are located within Bardot's body. The word ``I'' can refer to either
In the fall of 1991, two of my undergraduate students, Andy Lakoff and Miles Becker, wrote a paper called ``Me, Myself, and I'' on the metaphorical conceptions of the self. In that paper they demonstrated that the situation was far more complex than I had assumed. Instead of one model of the Dualistic Person built into our language and conceptual system, there are many. In what follows, I will survey what I have discovered to date about the semantics and grammar of the Dualistic Person, as well as what Lakoff and Becker discovered.
Two Types of Models of the PersonConsciousness-and-Control Versus Compatibility Lakoff and Becker use the term ``Subject'' for roughly what I have called the center of consciousness, will, and judgment and ``Self'' for what I have called the rest of the person. I am adopting their terminology, though their analysis is somewhat different than mine. In examining both their evidence and my own, I have come to the conclusion that there are two types of models of the way in which a Person is split between Subject and Self. I will be arguing that the two types of Subject+Self models concern different issues. The first model type concerns Consciousness-and-Control: In a normal state of consciousness, the Subject has normal control over the Self. Maintaining that consciousness and that control is a major matter in all of our lives. It is something that we have to comprehend, reason about, and talk about. In the Consciousness-and-Control models, normal consciousness and control is understood in spatial terms: the relative location of Subject and Self. In each model, there is a canonical relative location that indicates normal consciousness and control; the opposite relative location indicates lack of normal consciousness and control. In most of the special cases of this model, the normal cosciousness of the Subject and its control over the Self is indicated by Subject and Self being in the same location. However, there is one variant in which the canonical relative location has the Subject above the Self. The second issue in these models is the compatibility of Subject and Self. Since the Subject includes judgement and the Self includes beliefs, plans, passions, memories, one's past, etc., the issue of how the Subject judges the Self inevitably arises: The Subject's values may or may not be compatible with the Self. Moreover, since we regularly have different incompatible beliefs, plans, and passions, the Subject may be more compatible with one set of beliefs, plans, and passions than with another. In the Compatibility models, incompatible aspects of the Self are conceptualized as different Selves, and compatibility of Subject and Self is conceptualized as Subject and Self being in the same location. We will begin with the Consciousness-and-Control Models. The Projectible Subject
What McCawley's Brigitte Bardot example showed was that we conceptualize
the Subject as being separable from the Self. Take a
sentence like: This sentence can fit two dreams:
Now consider sentences like: To understand what these sentences mean, we need a model in which:
Thus, in ``If I were you, I'd hate me for what I've done to you'' my Subject combines with your Self, yielding a new hypothetical person, C, with my values and your interests. C hates me because I have done things to damage your interests. But the sentence implies that you don't hate me, despite what I have done. That is, your values are such that they don't lead to hate under those circumstances, but my values are such that they do. Thus, we conclude When a Subject with my values is combines with a Self that has your interests, the result is hate. Incidentally, we will see later that (6) does not hold true for all models. We will encounter a model where values are part of the Self. Now consider In this sentence, the speaker's Subject combines with the hearer's Self to form a composite hypothetical person C, with the values of the speaker and the past history of the hearer. The self-hatred results from the speaker's values applied to the hearer's past history. Thus, past history is associated with the Self and not the Subject. By constructing examples such as this, one can investigate the folk theory of Self and Subject that lies behind these examples. It is also possible to study how the folk model is manifested in the grammar of English. Here are two proposed principles of English grammar: Putting these folk models together with Fauconnier's theory of mental spaces, we get the following analyses: INSERT Diagram 1 In the diagram, McCawley's real-world Subject corresponds to Bardot's dream-world Subject. That is, McCawley's Subject has been projected into Bardot in the dream. In other words, in the dream, McCawley's Subject controls Bardot's Self. We can now explain why BARDOT KISSED MCCAWLEY in the mental space of the dream surfaces as ``I kissed me'' and why it cannot surface as ``I kissed myself.'' Incidentally, we must bear in mind the general principle, that, in the case of conflicting person-marking, first-person takes precedent over second- and third-person, and second-person takes precedent over third-person.
Both of these have the following
mental space analysis, where H is the hypothetical mental
space.
Conclusion: To handle these sentences, Fauconnier's theory of Mental Spaces needs no revision. There is a Folk Theory of the Dualistic Person, namely, that a Person is split into Subject (consciousness, perception, will, and judgement) and the Self (everything else). This folk theory plus the theory of Mental Spaces allows the meanings of such sentences to be represented in a straightforward manner, as shown in the diagrams above. Principles I and II account for the grammar of such sentences. Via these principles, the Folk Theory of the Dualistic Person appears in the grammar of English. Incidentally, this analysis also makes sense of an old Saturday Night Live joke: If you're like me, you're six-foot-four and your name is Kevin. This sentence violates the analysis given in diagram 2. Being six-foot-four and being named Kevin are properties of the Self, not the Subject. But what defines the hypothetical space is that my Subject has been paired with your Self, which means that new properties mentioned in the then-clause must follow from properties of my Subject, not properties of your Self. There is not just a single monolithic Folk Theory of the Dualistic Person. As Lakoff and Becker argue, there are many versions of this folk theory, versions that appear to be inconsistent with one another. These versions all share a division of some sort into Subject and Self, but nature of that division varies from model to model. The first place we will look for such variation is where the Subject and Self are separated. [c.f. Russel's Logical Types... in Bateson]
The Separation of Subject and SelfWhen we utter a sentence like
we are assuming a model where the Subject is normally inside the Self, but can ``step outside'' the Self, and perceive the Self from the outside. This is called ``being objective'' -- conceptualizing your Self as an external object that you can inspect, with no internal prejudice. This Objective Subject Model is distinct from the Projectible Self Model where the Subject is put in charge of some other Self. In the Objective Subject Model, the Subject is separated from the Self and functions on its own. In this model, the Subject's values are assumed to be separable. They are not separable in the Projectible Subject Model. Take sentences like:
However, other properties of the Subject are retained.
The Subject remains the locus of conscious awareness and
perception, and most important, the Subject retains control over
the Self in this model. Indeed, being objective involves even
more than the usual modicum of control. The last thing that we
would conclude of someone who had stepped outside of himself to
look at himself objectively is that he had given up control of
himself. The Objective Subject Model thus presents what might be
called an enhanced form of consciousness, one in which you go
beyond your normal values and perspective. The Objective Subject
Model is also employed in descriptions from an outside perspective
like those described by Ron Langacker, who cites minimal
pairs like:
In the first sentence, the locus of consciousness, the Subject, is construed as being inside the experiencing Self, whereas in the second sentence, the description is from a perspective outside the Self. Similarly, in the sentence
there is an Objective Subject Model reading, where the Subject (the dreamer) is obervering his Self playing the piano. In the experiencer reading, Subject and Self are united and the dreamer experiences himself playing the piano. The Objective Subject Model presupposes the KNOWING IS SEEING metaphor. The metaphorical mapping that characterizes the model is:
Interestingly, there are two different versions of the Objective Subject Model, one in which it is good for the Person to observe himself from the outside, and one in which it is bad. Such versions are needed to make sense of the difference between being ``self-aware'' and being ``self-conscious.''
The Absent Subject ModelLakoff and Becker describe another model in which the Subject is separated from the Self, but with the opposite effect: The Subject is outside the Self, but the effect is not one of enhanced consciousness; rather, the effect is of degraded or absent consciousness. And instead of the extraordinary self-control of the Objective Subject Model, the Absent Subject Model presents an absence of control of Subject over the Self. Though they are opposite in content, both the Objective Subject Model and the Absent Subject Model are instances of same thing: Consciousness and Control that is outside the normal range -- it is either enhanced or degraded. The Absent Subject Model makes use of the following metaphorical mapping:
There are a number of special cases of the Absent Subject Model that are described by Lakoff and Becker in considerable detail. The cases vary with how ``the separation of Subject and Self'' can be realized. The cases fall into two general classes, depending on whether the Self is conceptualized as a Location or an Object. Given the Location-Object bifurcation, there are further subcases. They are:
The Self is a Location Here: Lack of Normal Consciousness and
Control is:
The possession-version of this is:
Here are some Loss-of-Self cases, with aspect of Self lost in brackets, where the sentence does not indicate it in the surface form.
Here are some Possession-of-Self cases: The cases of Forcible-Possession are of two kinds: (1) Inability of the Subject to let go of some aspect of the Self, and (2) a strong possession of the Subject by some aspect of the Self:
Case 1:
Case 2:
The Relative-Location Vertical ModelThe vertical model of self-orientation that I presented above was one of co-location: normal consciousness and control is indicated by the Subject being located where the Self is. There is, however, another vertical model of self-orientation where normal consciousness and control is represented by relative locations of Subject and Self, namely, the Subject is above the Self. NORMAL CONSCIOUSNESS AND CONTROL OF SUBJECT AND SELF IS THE LOCATION OF THE SUBJECT ABOVE THE SELF This vertical model uses a collection of metaphors that characterize the norms of REASON, CONTROL, and CONSCIOUSNESS as UP and the ``deviant'' states of PASSION, LACK OF CONTROL, and UNCONSCIOUSNESS as DOWN. Here the natural location of the Subject is UP, inhabiting the realm of reason, consciousness, and control. Thus, we ``fall'' asleep and ``rise'' to consciousness. There are many examples: REASON, CONSCIOUSNESS, and CONTROL ARE UP; PASSION, UNCONSCIOUSNESS, and LACK OF CONTROL ARE DOWN. What is involved here is relative height, as we in cases of loss of control where supposed to be below rise to a position over the Subject:
Similarly, maintaining control for the Subject means keeping the passions below:
All of the models we have discussed so far are concerned with the Consciousness of the Subject and its Control over the Self. Let us now turn to the models concerning the Compatibility of Subject and Self.
The Split Self Models And The Issue of CompatibilityThe Self, as we saw above, is the locus of what is long-term and bodily, like beliefs, plans, worldly cares, passions, and the body itself whereas the Subject is the locus of immediate consciousness, control and judgement. We are often in the situation of having contradictory beliefs, of being unable to decide between alternative plans, and of having conflicting passions. Metaphorically, this is conceptualized as a splitting of the Self into, typically, two Selves, either of which can be inhabited by the Subject. The Compatibility Models differ from one another, but they all share a general metaphorical mapping:
DIFFERING ASPECTS
OF THE SELF ARE DISTINCT SELVES --
The Undetermined Compatibility ModelIn this model, the following conditions are met: 1. Compatibility is Undetermined. 2. There is a set of special cases of Aspects of the Self: Beliefs, Purposes, Passions, and Social Roles. This model covers cases where the Subject has difficulty judging whether its values are more compatible with one set or another of beliefs, plans, passions, or social roles. These are expressed in the metaphor by indecision over location -- indecision as to whether the Subject should locate itself with one Self or another. There are two vrsion of the model: one is which the split selves are conceptualized as people, and in in which they are conceptualized as locations. Here are some examples: Location cases:
Person Cases:
The Inner and Outer SelfPeople commonly want the public at large to think that they are different than they are. The KNOWING IS SEEING metaphor motivates our characterizing what we don't let other people know as being ``unseen'' and hence internal. The result is a model in which there is a ``real'' inner self and a ``false'' outer self. The outer self is what the public gets to see. The inner self may emerge on occasion. The false outer self is often conceptualized as a mask or veneer or someother impediment to vision. This is a second Compatibility Model, again characterized by the general metaphorical mapping:
What distinguishes this model is that there is a Self compatible with the Subject, referred to as the ``Real Self'' and another Self incompatible with the Subject. The Real Self, which is compatible with the Subject's values, is kept unknown to others, and so is conceptualized via the KNOWING IS SEEING metaphor as being INSIDE, where PRIVATE IS INSIDE; PUBLIC IS OUTSIDE. The other self is the Public Self, which is shown to the public at large, and is hence conceptualized as OUTSIDE. This model also uses the general metaphor that ESSENTIAL IS CENTRAL. The essential Self, the ``real self'' that is compatible with the Subject, is thus inside, while the inessential Self is outside. Thus, THE REAL SELF IS INSIDE; THE PUBLIC SELF IS OUTSIDE, where the REAL SELF is compatible with the Subject's values and the PUBLIC SELF is not necessarily compatible with the Subject's values. Examples include:
The First True-Self ModelThe third special case of the Compatibility Model is also one in which the whole Self is split into distinct opposing Selves, one of which -- the True Self -- is compatible with the values of the Subject. It is also defined by the general metaphorical mapping that defines all the Compatibility Models. In the First True Self Model, the True Self--the only Self compatible with the Subject--is unknown to the Subject. Via the KNOWING IS SEEING metaphor, the True Self is Hidden. The Subject, seeking a compatible Self, has it as a major goal to find the True Self. Here are some examples:
The Second True-Self ModelThere is a second True Self model -- and a fourth special case of the general Compatibility Model -- in which the beliefs characterizing the True Self, which are compatible with the values of the Subject, are seen as a moral standard for willful action by the Subject. The True Self is then personified as a person whose values you (the Subject) can either honor or betray in your actions. Examples include:
A Consciousness, Control, and Compatibility Model.
The Natural Self ModelThere is one model that I have found so far where issues of consciousness-and-control are combined with issues of compatibility of subject and self. In this model, there is a natural Self that is compatible with the values of the Subject, and that natural Self is normally the outer public self. But on accasion some other Self that incompatible with the Subject and outside of the Subject's control, ``comes out'' and behaves in a way the Subject is ashamed of. The models is based on two metaphors:
The Split Self Metaphor:DIFFERING ASPECTS OF THE SELF ARE DISTINCT OPPOSED SELVES
The Outer Self Metaphor:THE EXTERIOR OF THE PERSON IS A SELF The details of the model are as follows: The outer Self is the Self that governs behavior and needs to be controlled by the Subject. There is a natural Self, a Self that the Subject is naturally compatible with and thus can easily control. The outer Self is normally the natural Self. Hence, the Subject normally controls the outer self. There is at least one other Self inside the Person that can ``come out.'' The Subject is not completely compatible with that other Self, and hence has difficulty controlling it and maintaining normal consciousness of it. Examples of this model include:
A Summary of the ModelsHere is an overview of the models we have discussed. There are three main types: One where the issue is Consciousness-and-Control; one where the issue is Compatibility; and one where both are at issue. There are thirteen models in all. Eight are Consciousness-and-Control Models; four are Compatibility Modelsi; and one is a joint model. Of the eight Consciousness-and-Control Models, five are location-models and two are possession-models. Of the five location-models, four are same-location models and one is a relative-location model.
A Note on Co-reference
|